Komul Dhaliwal
Consultant Data Regulatory Governance & Risk Remediation (Including Ai Data Strategy & Management) @UBS
Signup · Get unlimited contacts
WORK HISTORY
Consultant Data Regulatory Governance & Risk Remediation (Including Ai Data Strategy & Management) @UBS
London, GB
EDUCATION
University of Staffordshire
Bachelor's degree, LLB Law
University of Staffordshire
LPC - Post Graduate , Law
SKILLS
ABOUT KOMUL DHALIWAL
1) Project / Change Management: • Team management, mentoring and resource planning, implementation, delivery and execution • Work estimating, budgeting, planning, status tracking, issue and risk management. • PMO, change management and issue management • Project initiation and closure packs2) Business Analyst:• Requirements gathering and documentation• Stakeholder management and impact communication• Operating model design and documentation• Co-ordinate workshops, working groups and committees3) Financial Services:• SME in Financial Crime Risk and Controls• Customer due diligence, financial crime, regulatory compliance processes / policies • Accountable for financial transactions and processes, regular engagements with FSA• Complying with the Solicitors Accounts Rules aligned with the regulations of the Financial Services Authority for carrying out regulated activities as a Solicitor.4) Legal / Compliance / Regulatory: • Rules and regulations, internal and external audit issues, compliance within the financial industry.• Dealing with large sums of money, facing off to the regulators to ensure firms compliant • Covering obligations in protecting clients, from either a Claimant or Defendant perspective.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.