Komal Kesari

Experience

1. Article Assistant

   ASBS & Co

   Mar 2023 — Present

   Customer Service Department:Conducting a thorough review of the Complaint Service request of a bank as a consultant, including an in-depth analysis of the People, Processes, and Systems Environment. Providing recommendations and suggestions for new development. Utilizing detailed insights gained from complaint lodgment, internal process of resolving complaints and regulatory angles, and implications regulatory complaints.• Corperate Account Audit:Verifying the complaince of bank Facilities with SOP and Companies Policy, especially concerning to Foreign transaction/ denominations.• Vendor Audit:Vendor audits entail examining the financial vendors, particularly banks offering outsourcing services, involving comprehensive risk analysis encompassing operational, regulatory, legal, reputational, and strategic risks.• Due Diligence:Conducted a thorough verification of a buyout pool to ensure compliance with securitization and other applicable guidelines. The buyout involved the acquisition of a specific portfolio from another entity by the bank, necessitating a mandatory due diligence process.•Product/ Process implementation Review ( Process Audit):Reviewing the products, Process and Policies the bank, Benchmarking, ensuring compliance, cost reduction, system level improvements and ensuring overall compliance with regulations.•Handled Position of Intern-In-Charge:Guiding aspirants through their articleship journey, aiding in decision-making regarding their chosen work areas, and actively participating in the recruitment process for Article Assistants.

Education

• DG Ruparel College of Arts, Science and Commerce

  Bachelor of Commerce - BCom

• IES NEW ENGLISH SCHOOL

  Ssc

• D E Societys Kirti M Doongursee College of Arts Science & Commerce.

  Hsc

• The Institute of Chartered Accountants of India

  450/800