Komal Sharma
Lead @State Street
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WORK HISTORY
Lead @State Street
Hyderabad, IN
Assist in investment compliance guidelines post trade monitoring, testing, and coding investment guidelines into the CRD (Charles River) rule/guidelines coding system in UAT and PROD environments to ensure investment compliance for U.S SEC Regulations 1940 Act and briefly worked on UCITs law card rules.· Skilled in reporting, validation, coding, product management and development with strong focus on Investment Banking compliance processes.· Initiating the creation of initiative user stories in JIRA for new and modification requirements for the CRD system.· Conduct impact analysis, finalizing the scope with client and client support team.· Worked on MIG 21 to CRD migration project.· Contribute time in executing IRC calculations according to the client’s desired frequency and adhering to the deadline.· CFTC testing to ensure sufficient Derivatives maintained for a portfolio.· Providing end-to-end support to investment company clients including Hedge Fund and asset management portfolios, providing meaningful insights into funds ability to comply with SEC requirements given in the prospectus and Statement of Additional Information (SAI).
EDUCATION
Nalanda Junior College
High School Diploma
Sant Gadge Baba Amravati University, Amravati
Bachelor of Commerce, Accounting
good will high school Hyderabad
Business/Commerce, General
ABOUT KOMAL SHARMA
At State Street, I provide compliance and reporting services to global clients in the asset management and investment guidelines team. I analyze portfolios, transactions, holdings, and cash constraints, ensuring that they meet the client and regulatory guidelines. I also update and validate lists on different attributes using Simcorp Dimensions (SCD).I have a strong background in accounting, with a Bachelor of Commerce degree from Sant Gadge Baba Amravati University. I have developed proficiency in CRD and MIG, as well as analytical, validation, and presentation skills. I have received the Syntel Champ award for working consistently with 100% accuracy. I am driven by delivering high-quality results and contributing to the success of my team and organization.
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