Komal Jiwarajka Gupta

Compliance Specialist @Wells Fargo

Bengaluru, IN

EMEA, Canada, APAC regulatory change management, conducting quality checks, busi ess impact assessments and horizon scanning of issuing authority websites, scrutinizing and summarizing the rationale for applicability Support the reporting, horizon scanning, escalation, and timely remediation of issues, regulatory matters regarding compliance Independently handling compliance trackers for regulatory alerts received from Third party consultants and allocation of alerts to the compliance teams for analysis and reporting. Ensuring accuracy for evaluation and capturing all the regulatory alerts within the defined timelines. Interpret policies, procedures, and compliance requirements. Conducting QA and business impact assessments.

University of Mumbai

Bachelor of Accounting and Finance, Commerce

University of Mumbai

HSC, Commerce

St.Xavier's High School

SSC