Komal Azad

AML & Risk Management | Finance & Regulatory Compliance

Role
Accounts & Compliance Executive at Crizac Ltd
Location
Kolkata, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Komal Azad

Master\'s in Finance with strong knowledge in Accounts, compliance, AML/KYC, and…

Experience

  1. Accounts & Compliance Executive

    Crizac Ltd

    Jun 2023 — Present · Kolkata, IN

    Accounts & Finance:Accounts Payable – Processing vendor invoices, managing payments, and reconciling balances.Manage GST returns (GSTR) and TDS compliance.Prepare financial statements and reconcile bank statements, maintain financial records, and support audit processes for regulatory compliance.Audit Support – Coordinating with auditors for statutory, and internal audits.IPO & SEBI Compliance:IPO Documentation – Assisted in preparing DRHP, RHP, and final prospectus for SEBI approval; served as a key member of the IPO team and contributed to the successful listing of the company.SEBI Filings – Ensured timely submission of financial reports, quarterly compliance filings, and disclosures.Due Diligence – Coordinated with merchant bankers, legal advisors, and auditors for compliance checks.Stock Exchange Compliance – Maintained compliance with BSE/NSE listing requirements.Investor Relations – Assisted in preparing shareholding pattern, investor communication, and board meeting reports.Corporate & Regulatory Compliance:MCA Filings – Managed corporate filings such as MGT-7, AOC-4, and DIR-3 KYC.Board Meeting Compliance – Assisted in drafting board resolutions, meeting minutes, and regulatory disclosures.Risk Management – Identified compliance risks and helped implement mitigation strategies.Internal Controls – Strengthened financial and operational control mechanisms to ensure accuracy and compliance.

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Komal Azad — Accounts & Compliance Executive at Crizac Ltd in Kolkata, IN | Unifers