Kishore Kumar S

Client Analyst – AML, Compliance & Investment Operations (UK Wealth Management) | Asset Management & Advisory Support | FCA-Aligned | MBA – Ops & Supply Chain

Role
Client Analyst at Superbia Group
Location
Chennai, TN, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Kishore Kumar S

Data and Financial Operations Analyst with 3+ years of experience across UK wealth management, financial operations, AML & compliance, and large-scale data analytics within global organizations.Currently supporting UK Financial Advisors and Paraplanners across £900M+ AUM and 2,800+ clients, delivering end-to-end operational support including AML checks, MI reviews, asset migration, trade settlements, quarterly statements, LOA/IRL coordination, knowledge transfer (KT) sessions, and SLA-driven execution within an FCA-regulated environment.Previously worked as a Data Operations Analyst at NielsenIQ, supporting 10+ global enterprise clients (Amazon, Unilever, P&G, Walmart, Nestlé, Coca-Cola) through high-accuracy data processing, reporting, and process optimization, consistently achieving strong productivity and accuracy benchmarks.Proficient in Excel, workflow and reporting tools, compliance documentation, stakeholder communication, and continuous process improvement, complemented by an MBA in Operations & Supply Chain Management and hands-on exposure to financial markets, risk analysis, and investment operations.Actively exploring opportunities in Compliance, AML, Wealth Management & Investment Operations, Portfolio Support, and Financial Services Operations, where precision, integrity, and client-first delivery are critical.

Experience

  1. Client Analyst

    Superbia Group

    Aug 2025 — Present · Chennai, IN

    Support 50+ UK Financial Advisors & Paraplanners managing £925M+ AUM and 2,800+ clients in an FCA-regulated environment.• Execute AML checks, MI reviews, and compliance processes aligned with FCA requirements.• Manage investment operations including asset migration, trade settlements, transaction monitoring, and quarterly statements.• Coordinate LOA, TOS, and IRL with 20+ UK providers, ensuring timely and accurate responses.• Achieve 95%+ SLA adherence with ~98% accuracy through strong cross-team collaboration, daily POD participation, and KT sessions.• Contribute to process improvements, data integrity, and client-first service delivery.

Education

  • Gurunanak college

    Bachelor of Commerce, Accounting and Finance

    2019 — 2022

  • Pondicherry University

    Master of Business Administration

    2023 — 2025

  • MKM Matriculation School

    Primary to Higher Secondary

    2004 — 2019

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Kishore Kumar S — Client Analyst at Superbia Group in Chennai, TN, IN | Unifers