Kirk Evangeliou
Senior Vice President, Operations Control @LPL Financial
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WORK HISTORY
Senior Vice President, Operations Control @LPL Financial
NJ, US
EDUCATION
Providence College
BS, Finance
ABOUT KIRK EVANGELIOU
Purposeful Compliance and Risk Management Executive bringing expertise in the Financial Services Industry involving Broker Dealer and Investment Advisor Compliance, Risk, and Operations. Demonstrated success in establishing innovative operating models, compliance programs and risk management for diverse product lines, helping to drive revenues while protecting the firm’s assets and reputation. In depth experience with all product areas and business lines, demonstrated success in the development of Internal Controls, Sales Practices, International, Futures, Forex, and First- and Second-Line Risk & Supervisory Structure Programs.
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