Kiran Tekur
Group SOX Audit – SOX Business Control Testing
- Role
- Associate Director at UBS
- Location
- Navi Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Kiran Tekur
Dynamic audit and risk management leader with 16+ years of experience in Investment Banking Operations, Asset Management, and SOX/Internal Audit. Proven expertise in driving compliance, automation, and global stakeholder engagement. Seeking senior leadership opportunities to deliver strategic impact across governance, risk, and controls · 16+ years in delivery management, audit, risk, reconciliations, and middle/back‑office operations · Deep expertise in SOX 404 program ownership, ICFR, assurance testing, and front‑office compliance controls. · Strong background in derivatives, equities, fixed income, FX, and prime brokerage operations. · Skilled in automation, AI, RPA, and data analytics to enhance audit efficiency. · Experienced in leading large global teams (130+ FTE) and managing cross‑functional delivery. · Recognized for innovation, hackathon wins, and consistent top performance ratings. · In-depth understanding of Advanced Options Trading/Strategies (Iron Condor, Iron Fly, Calendar Spreads, Option Greeks) in Indian Index/ Stock Market
Experience
Associate Director
Sep 2025 — Present · Mumbai, IN
Group Sox Audit – Sox Business Control Testing• SOX 404 compliance across Investment Banking, Asset Management, and Group Technology.• Drive ICFR design, scoping, materiality assessments, and testing methodologies.• Partner with EY and senior management on governance, reliance strategies, and issue resolution.• Champion automation, AI, and agile workflows to enhance audit coverage and efficiency.
Education
Sri Krishnadevaraya University
Bachelor's degree - B.Com (Computers), Commerse & Computers
2001 — 2004
Kendriya Vidyalaya
CBSE, Commerce
1999 — 2001
Osmania University
Master of Business Administration - MBA, Finance & Marketing
2004 — 2006
Skills
- Banking
- Risk Management
- Team Management
- Equity Derivatives
- Process Improvement
- Equities
- Microsoft Excel
- Derivatives
- Middle Office
- Business Strategy
- Fx Options
- Fixed Income
- Capital Markets
- Management
- Six Sigma
- Trading
- Investment Banking
- Analysis
- Business Analysis
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