Kipp Walberg
- Role
- Securities Reference Data Analyst at RBC Capital Markets
- Location
- Minneapolis, MN, US
- LinkedIn followers
- 500 followers
Experience
Securities Reference Data Analyst
Sep 2015 — Present · Minneapolis, MN, US
Provide subject matter expertise within the securities and pricing reference data space to internal clients and development groups• Assist in identifying legal and regulatory issues that touch reference data, including confirm disclosures• Lead the analysis of business requirements and the subsequent translation into functional specifications for change related projects• Take ownership and provide final sign-off for work packages deployed within reference data environments, participating in testing process alongside Quality Assurance and/or Data Quality resources• Participate in prioritization process for work packages with IT partners, negotiate with IT and business stakeholders on implementation dates and help assign/define priorities• Maintain and take ownership of regular reporting on project initiatives to senior management, including summary reporting to Governance and/or Change groups
Education
Gustavus Adolphus College
Bachelor of Arts
1995 — 1999
Skills
- Personal Financial Planning
- Series 10
- Series 53
- Brokerage
- Margin
- Compliance
- Series 63
- Aml
- Series 7
- Series 65
- Finra
- Series 9
- Strategic Financial Planning
- Series 6
- Series 24
- Series 4
- Securities
- Series 3
- Portfolio Management
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