Kimberly Barata
IT Compliance - Eur @Raymond James UK
Signup · Get unlimited contacts
WORK HISTORY
IT Compliance - Eur @Raymond James UK
London, GB
With a strong background in risk management, programme governance, technology audit, and regulatory compliance, my role ensures compliance with regulations that have a direct or indirect dependency on IT or technology in Europe; aligning IT governance with relevant legislation, regulations and standards, including DORA, GDPR, EU AI Act, and FCA rules. I assess and help to enhance technology compliance programmes, assure mitigation of IT-related risks, and provide oversight for testing and audit activities. Collaborating with cross-functional teams, I help to refine governance frameworks, policies, and incident response strategies. By staying ahead of evolving regulations, I advise senior leadership on compliance risks and drive continuous improvements.
EDUCATION
University of Pittsburgh School of Computing and Information
Masters in Library Science (MLS), Library and Information Science
University of Pittsburgh School of Computing and Information
Certificate of Advanced Study (CAS), Information Science/Studies
Chatham University
Bachelor of Arts - BA, History of Art
ABOUT KIMBERLY BARATA
Experienced Governance, Risk & Compliance leader with 25+ years in information security…
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.