Kimberly Miller
- Role
- Level Four Group
- Location
- Palmer, TX, US
- LinkedIn followers
- 500 followers
About Kimberly Miller
As an accomplished Broker Dealer and RIA compliance director, I have broad expertise…
Experience
Present
Skills
- Broker Dealer Compliance
- Investment Adviser Compliance
- Crcp
- Series 7
- Series 24
- Series 14
- Series 53
- Series 63
- Series 66
- USA Patriot Act
- Aml
- Financial Services
- Fixed Income
- Equities
- Alternative Investments
- Mutual Funds
- Risk Management
- Ofac
- Financial Risk
- Options
- Trading
- Investment Advisory
- Robo Advisory
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