Kimberly Emmanuel
Senior Auditor, AVP @ Citi | Legal, Compliance, and Risk
- Role
- Senior Auditor, AVP at Citi
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Kimberly Emmanuel
Audit and risk management professional with 7+ years of experience across state and multinational financial institutions, with cross-functional coverage in Legal, Compliance, and Risk domains. Skilled in assessing regulatory controls, governance processes, and risk management frameworks to ensure adherence to OCC, FRB, Basel, and other regulatory standards. Experienced in conducting control testing, walkthroughs, and issue validations across liquidity risk, AML, financial crimes, technology risk, model risk, market risk, and credit risk programs. Recognized for delivering high-quality audit results, collaborating with compliance and operational partners, and contributing to the resolution of MRAs and enforcement actions through detailed remediation tracking.Certified in Cybersecurity, enabling a robust understanding of emerging threats in financial services.
Experience
Senior Auditor, AVP
Sep 2021 — Present · New York, NY, US
Executed comprehensive audits and issue validations across various risk stripes, ensuring compliance with OCC, FRB, and Basel standards. • Collaborated with Compliance, Legal, and Risk teams to enhance governance frameworks and control effectiveness. • Conducted thorough control testing and risk assessments, integrating regulatory compliance principles to mitigate risks.
Education
State University of New York College of Agriculture and Technology at Morrisville
Associate’s Degree, Business Administration and Management, General
2013 — 2015
Cardinal Spellman High School
Advanced Regents Diploma
2009 — 2013
University at Albany
Bachelor's degree, Economics
2016 — 2017
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