Kimberley Costello

Senior Compliance Associate, Law Group - Investments Compliance @Brighthouse Financial

Stamford, CT, US
MOBILE NUMBERS
+12•••••••49

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WORK HISTORY

Jan 2018 — Present

Senior Compliance Associate, Law Group - Investments Compliance @Brighthouse Financial

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Morristown, NJ, US

EDUCATION

1995 — 1998

Saint Louis University School of Law

JD

1989 — 1993

Principia College

BA, English/Political Science/Communications

SKILLS

AmlSeries 7InvestmentsComplianceSecuritiesInvestment Management ComplianceMutual FundsLitigationInvestment ManagementDue DiligenceHedge FundsInvestment AdvisoryPrivate EquityAsset ManagmentCorporate GovernanceAsset ManagementEquitiesIsdaPortfolio ManagementContract Negotiation

ABOUT KIMBERLEY COSTELLO

Seasoned lawyer with extensive regulatory and transactional experience, first as an investment management associate at KL Gates LLP and subsequently as in-house counsel to two large asset management firms. More recently gained wide-ranging capital markets experience working as an assistant general counsel for an institutional broker-dealer. Currently I am enjoying a new investment management compliance role. In my previous roles, I have supervised a multi-site corporate governance team and managed regulatory exams and inquiries. I have drafted and negotiated a wide variety of investment management, distribution and ordinary course agreements. I am trained to be a businessperson\'s lawyer who is able to evaluate legal risks and advise on the associated business risks. I am excited to round out my investment management experience with my new role in investments compliance.

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Kimberley Costello — Email, Phone Number & Contact Info | Unifers