Kim Gross
Compliance Executive, CRCM, CAMS
- Role
- Head of Business Compliance (Us) at TD
- Location
- Morris Plains, NJ, US
- LinkedIn followers
- 500 followers
About Kim Gross
Corporate in-house attorney and compliance manager, with specialization in banking and…
Experience
Head of Business Compliance (Us)
Dec 2023 — Present · NJ, US
As the Head of Business Compliance (US), I am accountable for leading/managing the overall operational effectiveness, in support of the functions own first line of defense accountabilities, and 1B oversight for Compliance matters across all AMCB lines of Business. I am the first point of contact for all compliance related matters that need attention in the first line of defense and support first line execution of various second line program requirements, regulatory and audit concerns, privacy issues, compliance regulatory management, fair banking and AML.
Education
Furman University
B.A.
1983 — 1987
University of South Carolina Joseph F. Rice School of Law
J.D.
1989 — 1992
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