Kaushik Goswami

About Kaushik Goswami

I am a senior leader with deep experience designing, operationalizing, and scaling governance programs across financial services and technology‑driven environments.My background spans highly regulated, data‑intensive industries including banking, investment advisory, and wireless telecommunications, where data integrity, operational resilience, and regulatory scrutiny intersect. I have built and modernized risk and compliance frameworks, led regulatory initiatives, strengthened third‑party governance, and implemented technology‑enabled controls that embed compliance into business operations.I thrive in transformation environments, high‑growth businesses, and organizations building governance foundations from the ground up. My leadership style is collaborative, pragmatic, and grounded in sound judgment, with a focus on enabling sustainable growth through proactive risk management.

Experience

1. SVP, Funds CCO & Amlco

   M&T Bank

   Oct 2021 — Present · Washington, DC, US

   Senior Leadership role overseeing fiduciary risk, compliance, privacy, AML/BSA, sanctions, and enterprise risk governance. CCO & AMLCO for Rule 38a‑1 programs; Partner to Advisor CCO; Led annual reviews of 38a‑1 and 206(4)-7 programs. Implemented technology‑enabled compliance solutions to automate monitoring, enhance data integrity, and scale oversight. Led trials and integration of AI‑based solutions across Regulatory Intelligence, Surveillance, Monitoring, and Marketing Compliance.

Education

• The George Washington University - School of Engineering & Applied Science

  M.S., Telecommunication and Computers

• Birla Institute of Technology, Mesra

  B.E., Electronics and Communications

• Project Management Institute (PMI)

  PMP, Project Management

  2009 — 2021

• The University of Chicago Booth School of Business

  Master of Business Administration (MBA), Finance, Strategy, Marketing & Analytics

  2012 — 2015

• Loyola School Jamshedpur

  ISCE, Science (Bio-Math)

Skills

• Management
• Sales
• Leadership
• Program Management
• Strategic Planning
• Project Management
• Executive Management
• Cross-Functional Team Leadership
• Product Management
• Business Development
• Process Improvement
• Vendor Management
• Strategy