Kevin McKiernan
Director of U s Core Compliance @Principal Asset Management
Signup · Get unlimited contacts
WORK HISTORY
Director of U s Core Compliance @Principal Asset Management
MA, US
EDUCATION
Western New England University
Master of Business Administration - MBA
University of Massachusetts Amherst
Bachelor of Business Administration (BBA), Finance and Financial Management Services
ABOUT KEVIN MCKIERNAN
Analytical problem solver with proven technical and leadership skills. Solid Regulatory knowledge through extensive investment adviser oversight and due diligence reviews including onsite visits. Demonstrated experience with alternative investments including private equity, not for profit and health care portfolios. Expertise in design, implementation and ongoing assessment and annual reviews of compliance programs for investment advisers and mutual funds. Proven experience driving automation and technology using Big Data analytics. Thrives on interaction with diverse people and project work. Extensive research and experience involving data collection, programming, analysis and reporting.Areas of expertise: Investment Advisers Act / Investment Company Act / alternative investments, compliance policies and procedures / regulatory due diligence / project management / process improvement / risk management / audit
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.