Kevin McIntosh

About Kevin McIntosh

Series 7,9/10,55,63,65, Life and Health licensed. Trading, operations, compliance, auditing, supervising, equities, options, fixed income, precious metals, accounts payable, retail banking, computer skills, consulting, customer relations, data entry, keyboarding, microsoft office, microsoft windows problem solving, quality control, research, development, telephone skills, customer service Responsible for administering complex US securities or over-the-counter (OTC) derivative transactions. Responsibilities may include: minimizing financial losses by identifying and resolving trade capture errors; reconciling trade activity between system of record and any trade-related documentation; ensuring all trade activity is confirmed and/or settled with counterparties; and drafting trade confirmations, amendments and terminations. Researches and resolves trade issues, breaks and disputes. Requires in-depth knowledge of financial products (securities and/or OTC derivatives); familiarity with equity, commodity and/or fixed income markets; understanding of trade settlement workflow controls and the effects of operational breakdowns; and a good understanding of the full front-to-back process within a trading environment. Familiarity with cash (domestic and international) and physical securities (DTC) settlements. Solid understanding of U.S. commodity, equity and interest rate markets. High degree of accuracy. A quick learner, comfortable with and able to manage complex trading systems and environments. Strong customer orientation, internal and external, with a commitment to quality, accuracy and efficiency. Strong organizational and detail oriented skills, with proven ability to manage and prioritize work to meet deadlines. Specialties: Trading Operations. Communicating with Floor Brokers, Market Makers. Settlements of trades, correcting errors on trades, helping Financial Consultants with complex issues that arise.

Experience

1. Business Services Manager

   Morgan Stanley

   Aug 2016 — Present · Seattle, WA, US

Education

• Azusa Pacific University

  Business Management

  1988 — 1989

• Seattle Pacific University

  Business Management

  1990 — 1991

Skills

• Investments
• Teamwork
• Mutual Funds
• Adp Payroll
• Brass
• Bloomberg Terminal
• Derivatives
• Middle Office
• Adp
• Beta
• Settlement
• Investment Strategies
• Oats
• Trading
• Settlements
• Conflict Resolution
• Financial Services
• Finra
• Troubleshooting
• Asset Management
• Securities
• Clearing
• Teaching
• Equities
• Portfolio Management
• Customer Experience
• Wealth Management
• Options
• Fixed Income