Kevin Massi
VP, Experienced Risk Management Professional
- Role
- Risk and Controls Manager at TIAA
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Kevin Massi
Financial professional with extensive years of proven experience in risk mitigation…
Experience
Risk and Controls Manager
Oct 2023 — Present · Charlotte, NC, US
Managing existing processes, risks, and controls while identifying, documenting, and testing new controls within TIAA Frontline of business.• Developing new controls and organizing working sessions to better understand the processes, controls, potential gaps, and opportunities within the LOB. • Proposing solutions and/or improvements to the control framework to ensure TIAA adheres to applicable federal and state regulations • Designing and implementing the testing of financial records, processes, systems and controls within TIAA • Overseeing the India associates to ensure that our control testing is accurate by reviewing the completeness of documentation. • Proactively identifying future improvement opportunities to automate and streamline work processes • Approving and presenting report findings and recommendations to management and the LOB.
Skills
- Settlement
- Project Planning
- Data Analysis
- Risk Management
- Operational Risk
- Business Analysis
- Securities
- Business Process
- Microsoft Excel
- Analysis
- Fx Options
- Auditing
- Capital Markets
- Series 7
- Access
- Portfolio Management
- Derivatives
- Project Management
- Financial Risk
- Finra Series 7
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