Kevin Larson
Risk Management at Cetera Financial Group
- Role
- Senior Vice President Risk Management at Cetera Financial Group
- Location
- Minneapolis, MN, US
- LinkedIn followers
- 500 followers
About Kevin Larson
More than 20 years of financial services experience, including broker dealer (securities and insurance), registered investment adviser, operations and marketing
Experience
Senior Vice President Risk Management
Jan 2018 — Present · St. Cloud, MN, US
Head of Regulatory Controls for Cetera Financial Group, network of broker dealers• Act in a decision-making role for strategic level projects • Work with executives of the broker dealers to formulate and implement new policies • Monitor state and FINRA audit findings to determine if policy and process changes are needed • Speak at industry conferences to educate attendees on current and future regulatory rules
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