Kevin Hourihan
Chief Compliance Officer
- Role
- Senior Principal Consultant Outsourced Fund Chief Compliance Officer at ACA Group
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Kevin Hourihan
Experienced Chief Compliance Officer with a demonstrated history of working in the investment management industry. Skilled in Securities, Asset Management, Investment Advisory, Series 24, and Mutual Funds. BS focused in Finance, from University of Massachusetts Dartmouth.
Experience
Senior Principal Consultant Outsourced Fund Chief Compliance Officer
Sep 2022 — Present · Boston, MA, US
Serving as outsourced Fund CCO for fund companies, conducting SEC mock exams, and providing consulting on various regulatory issues.Cheif Compliance Officer for multiple ETF Trusts, Interval Funds, and other registered products.6c-11 compliance. Annual 38a-1 reivews.
Education
University of Massachusetts Dartmouth
BS, Finance, General
1996 — 2000
Skills
- Series 7
- 15(C)
- Trading
- Aml
- 38a-1
- Equities
- Asset Management
- Emerging Markets
- Mutual Funds
- Investments
- Hedge Funds
- Investment Advisory
- Alternative Investments
- Series 24
- Finra
- Compliance
- Securities
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