Kevin Elmore

About Kevin Elmore

By joining my network, you consent to the disclosure of your contact information and relationship with UBS to others on LinkedIn, including employees of UBS and its affiliates.**Supervisory Officer, UBS Private Wealth ManagementAs a Supervisory Officer at UBS Private Wealth management, it is my responsibility to understand and incorporate UBS guidelines and policies as well as FINRA guidelines and policies to make sure we are compliant and help to coach employees to make informed decisions. Liaison between the Financial Advisors and support staff when handling complex and often time sensitive matters. Review relationships for High Net Worth and Ultra High Net Worth client accounts to better understand the advisor’s books of business to identify opportunities to mitigate risk. Proactively identify training needs, put appropriate training in place.**Registered are the comments of this employee only, and not of UBS Financial Services Inc, its subsidiaries or affiliates. No instructions for business transactions or which affect any client\'s accounts will be accepted through LinkedIn. Communications may be monitored and retained by UBS. All information and comments are provided for current, informational purposes only. See for the full disclosure.**

Experience

1. Supervisory Officer

   瑞银集团

   Jun 2024 — Present · New York, NY, US

   Supervisory Officer, UBS Private Wealth Management

Education

• Indiana University Bloomington

  BM, Music Performance

  1985 — 1991

• DePaul University

  MM, Music Performance

  1991 — 1993