Kester G. de Verteuil

Associate Principal Examiner @ FINRA | Expertise in Financial Institutions\' Examination

Role
Associate Principal Examiner at FINRA
Location
Boston, MA, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Kester G. de Verteuil

I am a risk and regulatory leader with deep experience in financial institution…

Experience

  1. Associate Principal Examiner

    FINRA

    May 2022 — Present · Boston, MA, US

    Developed risk-based exam strategies to enhance regulatory oversight effectiveness.• Led teams of examiners to conduct thorough examinations of broker dealer operations.• Recommended solutions for continuous improvement in examiner processes, systems, and training.• Received awards for leadership performance in training, presentation, and panel moderation.Communication Coach to assist team members with various communication engagements.

Education

  • FDIC Corporate University

    Introduction to Analysis

  • Naropa University

    New Paradigms in Microfinance

  • FDIC Corporate University

    Asset Liability Management

  • FDIC Corporate University

    Information Technology

  • FDIC CORPORATE UNIVERSITY

    Examination Management

  • Keiser University

    Master of Business Administration - MBA

    2017 — 2020

  • FDIC Corporate University

    LAS - Loan Analysis

  • FDIC Corporate University

    Financial Institution Analysis

  • University of the West Indies, St. Augustine Campus

    B.Sc. (Hons)

Skills

  • Training Delivery
  • Management
  • Team Building
  • Micro Banking/Microfinance
  • Leadership
  • Microsoft Word
  • Research
  • Microsoft Office
  • Strategic Planning
  • Social Development
  • Customer Service
  • Community Relations
  • Training & Education
  • Training
  • New Business Development
  • Corporate Governance
  • Public Speaking
  • Teaching
  • Business Strategy
  • Powerpoint
  • Microsoft Excel
  • Capacity Building

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Kester G. de Verteuil — Associate Principal Examiner at FINRA in Boston, MA, US | Unifers