Kerwin Shaw

Director Regulation, International Treasury @BNY

London, GB

Wide remit covering prudential, conduct and market infrastructure regulatory implementation, audits and advisory.Key successes in the role have been: • Deliver a regulatory change framework with appropriate governance & controls for International Treasury supported by business partners• Established and chair a monthly International Treasury Regulatory Forum for the Treasurer• Completed a portfolio of first line control regulatory audits of BNY EMEA Banks and investment firms in the areas of liquidity, capital, IRRBB, Money Market Code, Market Abuse Regulation.• Established a regulatory reporting suite which includes a point in time view on horizon scanning, change portfolio, consultations & forward looking regulatory themes for senior management and committees.Other notable achievements include:• Leadership provided to APAC, EU and UK Basel projects to ensure Treasury\'s interests are represented.• Delivered conduct compliance solutions for Market Abuse Regulatory Control Framework.• Ensured regulatory compliant deliveries for SFTR, EMIR, and MIFID (transaction reporting) for the treasury business.• Business lead successfully delivering a global Corporate Treasury Trade Surveillance solution for a $405bn balance sheet.• Responsible for ongoing regulatory planning & strategy and successfully influencing regulatory consultations (e.g ESG, liquidity, Money Market Code) for the business.

CFA Institute

Level II Exam, Finance, Asset Management,Financial Statment Analysis, Portfolio Mng, Ecos, Quants, Derivatives

University of Cape Town

Bachelor of Business Science, Honours, Information Systems, Statistics, Finance, Accounting, HR, Business Strategy, Law

Prince 2

Practioner, Project Management