Kerry Gutknecht
Corporate compliance attorney providing advisory and consulting services on legal operations and governance and risk program management.
- Role
- Senior Manager and Attorney at Sia
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Kerry Gutknecht
Project manager and regulatory compliance professional in corporate and government…
Experience
Senior Manager and Attorney
Jan 2022 — Present · Washington, DC, US
Providing project management and delivery leadership and regulatory compliance subject-matter expertise to clients in investment and commercial banking, wealth management, and social media and technology platforms. For FI clients, I have advised on a range of regulatory risk management activities, from first-line risk and control assessments and technology transformation system design (embedded with FinTech SCRUM-dev teams), to guiding second-line Compliance oversight, Board reporting, and regulatory response. For technology clients, I have advised on global regulatory change management program design and \"compliance by design\" cross-functional integration of legal compliance and product development teams. I have advised clients on operational compliance with U.S. regulatory domains including for the Volcker Rule, Reg D, Reg CC, Reg YY, Dodd-Frank, Securities Exchange Act, Investment Advisors Act, Uniform Commercial Code (UCC), Federal Acquisition Regulation (FAR); regulations and guidance of the SEC, CFTC, FRB, OCC, CFPB, OFAC; and FTC, and FFIEC IT/Cyber and FINRA rulebooks.
Education
The Catholic University of America, Columbus School of Law
Doctor of Law (J.D.), Regulatory Procedure
2011 — 2014
The Evergreen State College
Bachelor of Arts (B.A.), Economics
2004 — 2006
Skills
- Political Campaigns
- Coalitions
- Politics
- Federal Government
- Legislative Research
- Research
- Policy
- International Relations
- Customer Service
- Legal Writing
- Litigation
- Legal Research
- Legislation
- Strategic Planning
- Political Consulting
- Editing
- Westlaw
- Strategic Communications
- Public Policy
- Social Media
- Public Speaking
- Political Science
- Fundraising
- Government
- Nonprofits
- Policy Analysis
- Speech Writing
- Grassroots Organizing
- Community Outreach
- Legislative Relations
- Political Communication
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