Kerry Flynn

Managing Director @Goldman Sachs

New York, NY, US

Manage a team of sixteen employees that provides compliance coverage for equities, derivatives and cross asset sales in U.S. Securities Division and reviews marketing materials for Securities Division globally. Compliance coverage includes Research Sales, Derivatives Sales, Client Commission Management, Corporate Access, Pensions, Endowments and Foundations and Synthetic Products, as well as firm funding and risk management functions and marketing materials review.Advise Securities Division senior management and personnel on a broad range of compliance issues, including issues related to new business models and products. Implement regulatory reform, including the Volcker Rule and other elements of Dodd Frank. Draft compliance policies and procedures for Securities Division globally. Create and implement both live and online compliance trainings.