Kenneth Klein

Compliance Auditor @Arizona Health Care Cost Containment System Ahcccs

Phoenix, AZ, US

Planning and Conducting AuditsDevelop and execute audit plans to assess compliance with federal, state, and internal regulations, including Uniform Guidance (2 CFR Part 200) for federally funded programs.Conduct scheduled and ad hoc internal audits, risk assessments, or reviews of financial and programmatic operations.2. Reviewing Policies and ProceduresEvaluate the adequacy and effectiveness of internal controls, policies, and procedures to ensure compliance.Identify areas of operational, financial, and regulatory risk.3. Analyzing Records and TransactionsExamine accounting records, expense reports, invoices, contracts, and grant documentation.4. Monitoring Subrecipients and ContractorsAssess subrecipient monitoring activities to ensure proper oversight.Review subrecipient audit reports, financial statements, and corrective action plans.5. Reporting Findings and RecommendationsPrepare clear and comprehensive audit reports detailing findings, potential compliance issues, and recommendations for corrective actions.Present audit results to internal leadership or external oversight bodies.6. Supporting Investigations and Risk MitigationAssist in investigations related to fraud, waste, or abuse.7. Tracking and Following Up on Corrective ActionsMonitor implementation of corrective actions and verify resolution of past findings.Maintain documentation of follow-up activities and timelines.8. Staying Current with RegulationsStay informed of changes in federal, state, and local laws and grant requirements.Interpret and apply new guidance to internal processes and audit procedures.9. Providing Technical Assistance and TrainingEducate internal staff and subrecipients on compliance requirements and best practices.Develop training materials or lead workshops on audit readiness and internal controls.10. Maintaining Audit DocumentationEnsure audit workpapers are complete, accurate, and comply with professional standards.

Arizona State University

Master's degree

Arizona State University

Bachelor of Science - BS