Kenneth D.
- Role
- Operations Specialist at FINRA
- Location
- San Francisco, CA, US
- LinkedIn followers
- 500 followers
About Kenneth D.
Regulatory compliance professional with 15+ years of experience across financial services…
Experience
Operations Specialist
Jul 2022 — Present · San Francisco, CA, US
Lead cross-agency regulatory collaborations, enhancing compliance coherence across state, federal, and international spectrums• Pioneered the department’s inaugural compliance framework, elevating internal policy adherence while mentoring staff in best practices and compliance execution• Spearheaded the analysis and strategic reporting of compliance metrics, informing policy decisions and leadership directives• Foster technology and legal collaborations, driving the adoption of advanced tools to meet evolving enforcement challenges• Distinctively chosen for a prestigious data analytics program, underscoring a commitment to data-driven policy development• Conduct research and report data findings such as compliance metrics and KPIs to senior leadership
Education
UC San Diego School of Global Policy and Strategy (GPS)
Master of Arts - MA
The Evergreen State College
Bachelor of Arts
Skills
- Policy Analysis
- Microsoft Office
- Indesign
- Analysis
- Research
- Microsoft Excel
- International Relations
- Stata
- Government
- Econometrics
- Budget Process
- Ngos
- Non-Profits
- Program Management
- Statistics
- Compliance
- Economics
- Project Management
- Printmaking
- Operations Management
- Public Policy
- Microsoft Word
- Arcgis
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