Ken C.
Licensed Attorney with Expertise in the Mortgage and Consumer Finance Industries
- Role
- Senior Compliance Counsel at Rice Park Capital Management
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Ken C.
Highly organized, motivated, and experienced attorney with expertise in mortgage servicing, consumer finance, and consumer protection laws and regulations. Proficient in analyzing laws and regulations and providing guidance and direction on any resulting impacts or risks. Adept at reviewing internal and vendor documentation to ensure compliance with industry and regulatory requirements. Experienced in handling internal and external audits and examinations and any remediation or process enhancementsneeded as a result.
Experience
Senior Compliance Counsel
Sep 2022 — Present · Charlotte, NC, US
Serve as subject matter expert for all mortgage servicing, consumer protection, AML/BSA, and privacy compliance requirements for the mortgage servicing rights (MSR) strategy.Coordinate and lead mortgage servicing regulatory examinations.Assist in subservicer oversight in conjunction with the servicing oversight team for the MSR strategy.Advise on day-to-day regulatory compliance matters impacting mortgage servicing, consumer protection, AML/BSA, and privacy.Manage and update mortgage servicing, consumer protection, AML/BSA, and privacy policies and procedures.Conduct research on statutes, regulations, and rules governing mortgage servicing, consumer protection, AML/BSA, and privacy.Review vendor contracts.Lead in all matters related to mortgage servicing licensing.Lead in all matters related to mortgage servicing, consumer protection, AML/BSA, and privacy compliance training.
Education
Charlotte School of Law
Juris Doctor, Law
2010 — 2013
East Carolina University
Bachelor of Science, Criminal Justice and Corrections
2004 — 2008
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.