Ken S.
Compliance and Risk Management Professional
- Role
- Vice President Control Management Officer at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Ken S.
Experienced Compliance Assurance professional with a demonstrated history of working in the financial services industry. Key achievement was building a Compliance Monitoring and Testing Program that was validated by an Examiner as being one of the most robust testing program she has seen in the industry. Expert level skills related to control testing, audit reviews and monitoring from second line and third line of defense perspective. Additionally skilled in Issue Management, Risk Assessment, Anti Money Laundering, Bank Secrecy Act, Suspicious Activity Reporting, Anti-Corruption, OFAC Sanctions, Fraud, Financial Advisory, Corporate and Integrity regulations, Institutional Banking, Investment banking, and Retail Lending controls. As a professional, I offer a diversity of knowledge and perspective on financial crime compliance issues, corporate compliance matters, risk assessment, and control monitoring/testing. Moreover, integrity and team collaboration is extremely important to me in my career development.
Experience
Vice President Control Management Officer
Jan 2023 — Present · Charlotte, NC, US
Education
University of Massachusetts Amherst
Bachelor’s Degree, Commonwealth College Honors Program
2002 — 2007
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