Kelton Lyons

Wealth Managment Associate & Operations Processor at Wells Fargo Advisors @Wells Fargo Advisors

Peoria, AZ, US

Supporting a Senior Certified Financial Planner™ in comprehensive wealth management operations while advancing toward CFP® certification. Contribute to both front- and back-office functions that drive client satisfaction, portfolio efficiency, and regulatory compliance.Key Responsibilities- Assist in the preparation of customized financial plans, investment strategies, and retirement projections for high-net-worth clients- Support day-to-day client relationship management including account onboarding, service requests, and portfolio updates- Coordinate operational tasks such as funds transfers, RMD processing, new account setup, and custodial documentation- Maintain compliance standards by ensuring all client files, disclosures, and procedures align with FINRA/SEC and firm policies- Monitor client accounts for rebalancing opportunities, asset allocation alignment, and tax-loss harvesting- Collaborate on client presentations, performance reviews, and planning updates for periodic client meetings- Utilize platforms such as SmartStation and Advisor Gateway to manage client data and financial planning toolsAchievements:Trusted with sensitive account data and direct communication on behalf of the lead advisorPreparing to sit for the CFP® exam in 2026 to become a licensed Financial Planner

W. P. Carey School of Business – Arizona State University

Bachelor of Arts - BA, Financial Planning and Services

Pinnacle High School (PHS)

High School Diploma

Arizona State University

Certificate, Professional Sales