Kelly Ellis

Compliance Analyst @Longfellow Investment Management

Boston, MA, US

Responsible for growing, developing, and managing security, risk, compliance, and governance • Evaluate and assess current policies and procedures from draft to implementation, suggest and implement recommend changes as appropriate to support the business goals and objectives• Daily, weekly and quarterly portfolio compliance reviews and reporting requirements for clients KPI’s and changing SEC regulations or client guidelines• Develop and maintain Security training, awareness and controls testing; Partnering with senior management to strengthen the Tone at the Top for compliance• Foster and grow the relationship between IT department and third-party vendors ensuring client/customer satisfaction and third-party risk management.

Northeastern University

Accounting