Keith McCourt

Td Bank - Compliance - Ai Ml Oversight Aml Compliance Transformation Initiatives @TD

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

Signup · Get unlimited contacts

WORK HISTORY

Jan 2018 — Present

Td Bank - Compliance - Ai Ml Oversight Aml Compliance Transformation Initiatives @TD

View department →

CA

Progressive career with TD. Initially joined AML to assist in the re-engineering of automated processes for regulatory reporting. Moved over to Compliance and promoted to lead in the (i) identification of opportunities to digitize Compliance processes and work with IT and vendor partners to solution, and (ii) to develop and implement a Compliance oversight program for AI/ML models and traditional models.

EDUCATION

1984 — 1989

University of Toronto - University of Trinity College

BCOM, Finance

SKILLS

BankingRisk ManagementSoxWealth ManagementSarbanes-Oxley ActCobitFinancial ServicesItilOutsourcing ManagementFinancial ReportingProgram Management - Financial ControlVendor ManagementBusiness ProcessService Auditor (Soc) ReportsIso/Iec 27002:2013Anti Money LaunderingTrade SurveillanceBusiness Process ImprovementControl RoomInsuranceOperational RiskAgile & Waterfall MethodologiesIT AuditBusiness AnalysisCapital MarketsFinancial AnalysisModel GovernanceQuality AssuranceAuditingBasel IiChange ManagementGdprFinancial AuditsInternal ControlsKycTrade SurveilanceForeign Exchange (Fx) TradingAssuranceManagementCisa

ABOUT KEITH MCCOURT

Helping organizations stay out of the \"PENALTY BOX\" is what I do as a Business…

This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.

Keith McCourt — Td Bank - Compliance - Ai Ml Oversight Aml Compliance Transformation Initiatives at TD in Toronto, ON, CA | Unifers