Keith Morris

About Keith Morris

About Keith Morris Keith Morris earned his Bachelor of Science in Agricultural Business from California Polytechnic State University in San Luis Obispo and holds multiple certifications, licenses, and designations as an Executive Director of The Guardian Group at Morgan Stanley. Their full-service team maximizes the use of the Firm’s abundant resources to add additional value to their clients’ portfolios, preserve their wealth, and potentially grow it. Through his vast experience in navigating market cycles, Keith has developed an investment approach to wealth management that is individualized for each client. Clients of The Guardian Group receive preferential access to cash management and lending solutions including exposures to equities, fixed income vehicles (particularly tax-free investments), insurance strategies, and other structured products. Keith believes that the pillars of his team’s investment thesis are based on understanding client needs better than the competition, continuous education for employees, clear communication, quality service, and a firm commitment to excellence. Keith aims to be the primary point of contact when it comes to anything finance-related, and his favorite part about the business is helping to relieve stress from clients by ensuring that their best interests are being taken care of at all times. Along with his wife and two daughters, Keith is a golf enthusiast who enjoys the fairways at Oakmont, and he travels to play at different courses across the country when time permits. Keith credits his strong work/life balance as a key factor that allows him to be a more effective leader and representative in the field. Certifications: • Series 6 - Investment Company Products/Variable Contract Limited Representative • Series 7 - NYSE/NASD General Securities Registered Representative • Series 31 - Futures Managed Funds • Series 63 - Uniform Securities Agent Law • California Insurance License (#0B53556)- Accident & Health, Life & Variable Contracts Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services. Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Experience

1. Managing Director, Wealth Advisor

   Morgan Stanley

   Sep 1995 — Present · Pasadena, CA, US

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Education

• Cal Poly San Luis Obispo

  BS

  1992 — 1994

• Glendale Community College

  Associate of Arts (AA)

  1988 — 1992