Keith Cole
Sr. Vice President/Director of Retail Operations at B. Riley Wealth Management
- Role
- Senior Vice President, Director of Operations at B. Riley Wealth Management
- Location
- Memphis, TN, US
- LinkedIn followers
- 500 followers
About Keith Cole
I\'ve been on the Management side of the Financial Services Industry since graduating Ole…
Experience
Senior Vice President, Director of Operations
Nov 2008 — Present
Senior leader, responsible for maintaing operational excellence within the Private Client Group for 26 Branch\'s. Includes managing problems, processes and personel as well as providing solutions and oversight to same with respect to compliance, technology, and overall retail operations. Play integral role in coordinating, consulting, and developing streamline processes and procedures to ensure successful operations/workflow of a Full Service Broker/Dealer/RIA and Wealth Management firm.
Education
University of MS - Ole Miss
BBA
1984 — 1987
Skills
- Financial Services
- Management
- Team Building
- Operational Excellence
- Investments
- Series 7
- Process Improvement
- Equities
- Strategic Planning
- Mutual Funds
- Risk Management
- Securities
- Finra
- Operations Management
- Wealth Management
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