Katy Murray

Cass Senior Support Analyst @Aegon UK

Witham, GB

SITC 2019 CASS Specialist Award• Organisation and maintenance of relevant information required within the CASS Resolution Pack for an Insolvency Practitioner to ensure timelyn retrieval of information. • Preparation and initial review of the Business CMAR submission.•Investigation and preparation of Internal and External documentation in relation to CASS related incidents.•liaison with our Auditors for the Annual CASS Audit.•Review of appropriateness of breach classifications made by the business.•Review of the appropriateness and timeline of actions taken by the business in responses to CASS breaches.•Preparation of the Monthly CASS Committee.•Delivery of CASS thematic reviews.•Training and development of all staff in CASS related matters.•Working closely with reconciliation teams to ensure continuous compliance with regulatory requirements contained in the FCA Client Asset Sourcebook, during implementation of new processes or regulations.• Assurance Testing• CASS External Audit• CASS Training