Kathleen Servidea
General Counsel & Chief Compliance Officer at Gallatin Point Capital LLC
- Role
- General Counsel & Chief Compliance Officer at Gallatin Point Capital Llc
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Kathleen Servidea
I’m a senior legal executive with more than 20 years of experience guiding financial…
Experience
General Counsel & Chief Compliance Officer
Jan 2021 — Present · New York, NY, US
Lead all legal, compliance, and governance functions for a financial institutions focused registered investment advisor. Serve as strategic advisor on fund formation, portfolio-company oversight, and complex transactions. • Built and now oversee a fully integrated legal and compliance infrastructure supporting multiple regulated entities. • Advise senior leadership on risk management across funds, co-investments, and transactions. • Manage all regulatory interactions with the SEC and other U.S. regulators; ensure enterprise-wide adherence to evolving requirements. • Partner on HR, operational, and reputational matters; member of the firm’s senior leadership team.
Education
Boston University School of Law
J.D.
1998 — 2001
McGill University
B.A.
1994 — 1998
Skills
- Securitization
- Corporate Governance
- Structured Finance
- Corporate Law
- Commercial Litigation
- Litigation Management
- M&a Experience
- Arbitration
- Litigation
- Restructuring
- Private Equity
- Securities
- Mergers & Acquisitions
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