Kathleen Hamm
Board member | C-suite executive | Trusted adviser to domestic and global institutions
- Role
- Board Member at Long-Term Stock Exchange
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Kathleen Hamm
Leader experienced in transforming organizations and building consensus among diverse, multidisciplinary teams. • Skilled regulatory practitioner bringing integrity, sound judgment, and creativity to solve the most pressing business, legal, and risk management issues facing today’s marketplace. • Demonstrated thought leader addressing the policy and regulatory challenges of emerging technology, fintech, data, and cybersecurity.Areas of Expertise:• corporate oversight, governance, and strategy• fintech and emerging technology• cybersecurity, data protection, and data privacy• change and crisis management• financial, securities, derivatives, and capital markets regulation• regulatory, compliance, and risk infrastructures• designing and enhancing control environments• enforcement and internal investigations
Experience
Board Member
Aug 2020 — Present · New York City/San Francisco, CA, US
Lead independent director, chair of audit committee, and member of nominating committee (April 2021 to present) of this SEC-registered national securities exchange that focuses on long-term value creation and stakeholder engagement. Served as audit and nominating committee member (August 2020 to April 2021).
Education
University at Buffalo School of Management, The State University of New York
BS, Business Administration, concentrated in Registered Accounting Program
Georgetown Law
LL.M., Securities Regulation
Duke University School of Law
JD
Skills
- Mutual Funds
- Risk Management
- Finance
- Due Diligence
- Hedge Funds
- Financial Services
- Legal Research
- Capital Markets
- Corporate Law
- Securities Law
- Investments
- Private Equity
- Administrative Law
- Privacy Law
- Strategy
- Fraud
- Corporate Governance
- Finra
- Internal Investigations
- Policy
- Compliance
- Derivatives
- Regulations
- Securities Regulation
- Securities
- Trading
- Legal Advice
- Executive Management
- Legal Writing
- Litigation
- Mergers & Acquisitions
- Surveillance
- Financial Regulation
- Enforcement
- Licensing
- Governance
- Risk Assessment
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