Katherine Buck

Head of Business Strategy & Execution, Investment Management Solutions @LPL Financial

Charlotte, NC, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2024 — Present

Head of Business Strategy & Execution, Investment Management Solutions @LPL Financial

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Charlotte, NC, US

Lead enterprise strategy and transformation across Investment Products, Strategic Partners, Retirement, Annuities & Insurance. Founded and scaled the Business Strategy & Execution function to drive service design, business enablement, program oversight, and operational excellence.

EDUCATION

N/A

Wake Forest University

Bachelor of Arts, Sociology, French, Chinese

N/A

Wake Forest University School of Business

MBA

SKILLS

Business Process ImprovementForecastingBusiness StrategyProject ManagementPurchasingProcess ImprovementLeadershipEvent PlanningProject PlanningSupply ChainPowerpointMicrosoft ExcelVendor RelationsEvent ManagementExcelConsultingChange ManagementBusiness ProcessInventory ManagementProblem SolvingBusiness PlanningOperations ManagementProduct DevelopmentAnalysisBudgetsFinanceManagementHuman ResourcesManagement ConsultingStrategic PlanningBusiness IntelligenceStrategyMicrosoft OfficeBusiness AnalysisProgram ManagementSupply Chain Management

ABOUT KATHERINE BUCK

Executive leader with 25+ years of experience transforming complex organizations across financial services, wealth management, distribution, and consulting. I specialize in building and scaling enterprise capabilities that accelerate growth, improve advisor and client experience, and modernize operations for the future of wealth. I have led strategy, business transformation, digital enablement, and cross-functional operations for organizations navigating rapid change. My work spans service design, OKR implementation, product and platform launches, sales strategy, operational redesign, regulatory initiatives, and multi-year enterprise programs. My core focus today: • Re-architecting wealth management for the AI and tokenization era • Designing scalable operating models that improve productivity and transparency • Modernizing advisor and client experience for the next generation of investors • Driving enterprise transformation that unlocks revenue growth and operational excellence Fluent in English, Mandarin, and French, with deep experience leading diverse teams, guiding senior executives, and delivering measurable impact—including enabling more than $1B in annual revenue growth, reducing enterprise costs, and driving 400+ advisor experience improvements. I’m passionate about shaping the next chapter of wealth management through intelligent platforms, digital assets, and data-driven decision making.

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Katherine Buck — Head of Business Strategy & Execution, Investment Management Solutions at LPL Financial in Charlotte, NC, US | Unifers