Katherine A.

About Katherine A.

JPMorgan Chase relies on a collaborative team to manage global operations, including transaction processing, settlements, and regulatory compliance. As Senior Operations Executive, the focus is on operational risk management by implementing key control points and ensuring adherence to SEC, SOX, and FINRA standards. Expertise spans investment banking and asset management operations, with a commitment to seamless workflows and timely issue resolution. A Master\'s degree in Business Administration from the University of Milan underpins a strong foundation in corporate and managerial finance. Contributions include supporting operational transformation initiatives through tools like Power BI, Alteryx, and SQL. By aligning operational strategies with business objectives, the team fosters efficiency and reliability across financial processes.

Experience

1. Senior Operations Executive

   JPMorganChase

   Jul 2018 — Present · Manhattan, NY, US

   Responsible for the organization and supervision of various operational processes such as transactions, settlements, capital flows, and account maintenanceEnsure data accuracy, process compliance, and timelinessHandle transaction anomalies, reconciliation differences, and customer operation issuesDevelop and implement operational risk management strategies and key control points (KRI, KCI)Ensure that all operations comply with internal systems and external regulatory requirements (such as SEC, SOX, FINRA)Participate in internal audits and external inspections, and follow up on rectificationInvestment Banking (IB Operations)Asset Management Operations (Asset Management Ops)Derivatives and Securities Trading SupportPayment and Fund Management (Treasury and Cash Operations)

Education

• University of Milan

  Master's degree