Kate Pope
Head of Enterprise Compliance & Governance
- Role
- Head of Enterprise Compliance & Governance at Vanguard
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Kate Pope
Senior compliance leader charged with building compliance programs to address enterprise needs. Flexible. Creative. Penn Law graduate with extensive background in securities regulation, including investment advisers, investment companies, private funds, and compliance/risk oversight & controls. Skilled at creating governance frameworks to address regulatory gaps and improve efficiencies. Deep knowledge of ESG and sustainability-related concerns. Extensive experience leading teams of all sizes. Motivated, curious, and dedicated team player. Specialties: Securities regulation (investment adviser/investment company/private fund/private equity); portfolio compliance; commercial litigation; labor and employment law.
Experience
Head of Enterprise Compliance & Governance
Jan 2023 — Present
Divisional compliance director responsible for build out of enterprise compliance initiatives, including strategic growth compliance oversight, regulatory implementation, ESG, finance, IT, and HR compliance.
Education
Smith College
B.A., Government
1999 — 2003
University of Pennsylvania Carey Law School
J.D.
2004 — 2007
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