Kartika Nadar

WORK HISTORY

EDUCATION

ABOUT KARTIKA NADAR

Audio Planning Deciding nature, scope and extent of audit pest analyzing static data and previous audit reports. Understanding the business/function under audit. Preparation of audit planning document. Preparing and updating Process Risk Control document Analysis: Reviewing process flow, policies and internal controls designed Understanding regulatory requirement and its applicability. Generation of system reports, data extraction. Analyzing uunsaction reports and customer dumps to arrive at samples. Account level analysis of customer transactions/information to check the guidelines and adherence to requirements of different regulators such as FEMA, RBI and GDPR etc Checking system parameters wherever any business process is automated. Population level analysis to identity lack of overall control, gaps in revenue generation and possibility of non-compliance of regulatory guidelines. Vouching and Verification: Verifying customer documents, transaction records to check whether the same in as required by RBI internal process. Verification of account opening, loan and property documents, checking credit parameters, customer and Bank profile. Product design review, cost benefit analysis. Review of intermediary suspense and pooling accounts. Verification of transaction fees charging system (TBMS / Xelerate) Audit closure and Report preparation Drafting report (audit observations) and discussion with supervisor and team lead. Documenting and tracking the work papers and pending business actionable. Designing offsite monitoring checkpoints basis audit experience, wherever possible Preparing presentation of FTAC