Karmina D.
Analyst - Regulatory & Supervisory Management - Global Markets Supervision @TD Securities
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WORK HISTORY
Analyst - Regulatory & Supervisory Management - Global Markets Supervision @TD Securities
Toronto, ON, CA
EDUCATION
Manuel S. Enverga University Foundation - Lucena
Bachelor of Science (B.S.)
Alliance Française de Manille
Certificate
Seneca College
Postgraduate Diploma
Sheridan College
Postgraduate Diploma
ABOUT KARMINA D.
Applying my expertise in compliance monitoring and surveillance to detect and prevent market abuse, information leakage, business conduct, conflict of interest, money laundering and ensuring regulatory requirements are being met consistently and effectively. I have Postgraduate Diplomas:(1) Financial Services Compliance Administration from Seneca College,(2) International Business Management from Sheridan College, and a certification as an Anti-Money Laundering Specialist (CAMS).I have experience in building and implementing compliance test programs, risk assessments, cost-cutting, and process improvement strategies. I am well-versed in project management and business processes, and I have skills in cost analysis and financial statement analysis. I am motivated by the challenge of ensuring compliance with the ever-changing regulatory environment and enhancing the integrity and reputation of the financial industry.
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