Karen Reynolds
Director Compliance & Field Supervision @Hightower Advisors
Chicago, IL, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Jan 2018 — Present
Director Compliance & Field Supervision @Hightower Advisors
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Chicago, IL, US
EDUCATION
N/A
City Colleges of Chicago-Richard J Daley College
Associate of Arts (AA)
SKILLS
Private FundsSecurities RegulationSecuritiesAml OfficerSeries 79Asset ManagementAdvertising PrincipalCmfcLeadershipFinancial ServicesTeam ManagementSeries 99Sales ManagementAdministrationSeries 24Regulatory ComplianceDue DiligenceInvestment Advisor ComplianceSecOperations ManagementFixed IncomeCompliance OversightInvestmentsSeries 7FinraPrivate PlacementsPortfolio ManagementSeries 65Alternative InvestmentsRiaSeries 63
ABOUT KAREN REYNOLDS
A highly motivated and seasoned investment professional with over 30 years of experience within the Financial Services arena. Successful key executive with extensive leadership and management skills in the day to day compliance functions and operations of a broker-dealer and management of various team members.
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