Karan Sharma

Vice President - PWM Compliance at Goldman Sachs | Ex-Fidelity International | Ex-BlackRock | NCFM Certified

Role
Vice President - Pwm Compliance at Goldman Sachs
Location
Gurugram, HR, IN
LinkedIn followers
500 followers

About Karan Sharma

Risk and Compliance professional with 11+ years of experience of risk & compliance andrelated functions. Have strong understanding of conflicts of interest within assetmanagement/financial and regulatory compliance domain. Evaluating compliance issueswithin an organization and taking appropriate action to improve operational performancewith expertise in-> Trade Surveillance > Communication Surveillance> Corporate Compliance > Policy Advisory> Tech Enhancements > Data Analysis & Reporting> Risk Management > People management > Stakeholder management

Experience

  1. Vice President - Pwm Compliance

    Goldman Sachs

    Jun 2025 — Present · Bengaluru, IN

Education

  • Maharaja Surajmal Institute

    Bachelor’s Degree, Bachelor of Business Administration

    2009 — 2012

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Karan Sharma — Vice President - Pwm Compliance at Goldman Sachs in Gurugram, HR, IN | Unifers