Karan Gupta

Compliance and Risk Analyst @TD

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Mar 2022 — Present

Compliance and Risk Analyst @TD

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Markham, ON, CA

Collected, analyzed, developed, documented, and communicated business strategy requirements• Offer home and auto insurance product solutions to the clients, delivering legendary experiences and trusted needs-based advice• Contributed to the business short-and long-term planning sessions and provided input (from a business perspective) to ensure understanding of business goals and direction• Delivering outstanding inbound/outbound advice and service and/ sales support to moderately to highly complex transactions related to financial products and services to provide complete and correct solutions the first time• Took on the account manager role to assist with customer service responsibilities in the office• Headed Compliance, Sales, and LEI (Legendary Customer Experience Index) SME position within the team and helped the team in improving sales, compliance, and customer experience on an overall basis• Generated ID-8 Idea for the company to improvise business management and received so many votes and support from colleagues• Adhere to all policies and procedures and maintain a culture and operation of risk management

EDUCATION

2019 — 2020

Conestoga College

Post Graduate Diploma

2013 — 2017

Giani Zail Singh College of Engg. & Technology, Bhatinda

Bachelor of Technology - BTech

ABOUT KARAN GUPTA

Strong business development professional with a Post Graduate Diploma focused in Information Technology Business Analysis Operations from Conestoga College. Experienced Co Chairman with a demonstrated history of working in the non-profit organization management industry. Skilled in People Management, Microsoft Office, Sales Operations, Marketing, Public Speaking, Quality Assurance, Teamwork Web Development languages

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Karan Gupta — Compliance and Risk Analyst at TD in Toronto, ON, CA | Unifers