Kapil Jadhav
AML KYC Officer | Regulatory Compliance, and Financial crime investigation
- Role
- Associate at 德意志银行
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Kapil Jadhav
As a highly accomplished professional in the field of AML operations, I bring a wealth of…
Experience
Associate
Feb 2025 — Present · Mumbai, IN
KYC (Know Your Customer) & Client Outreach Performed end-to-end KYC checks on a variety of clients, including individuals, trusts, and private funds, in compliance with internal and regulatory standards. Conducted client outreach to collect missing KYC documentation, improving turnaround time for periodic review process. Utilized open-source and internal databases for due diligence to identify potential financial crime risks. Maintained a well-documented audit trail for all KYC activities, ensuring readiness for internal and external reviews. Collaborated with onboarding and compliance teams to escalate potential red flags and streamline KYC workflows. Name Screening & Compliance Reporting Screened client names and related parties using global watchlists and sanction databases (e.g, OFAC, UN, EU). Investigated potential matches and prepared detailed narratives to justify false positive clearance. Drafted justification reports for true matches, explaining mitigating factors and business rationale to support continued relationship. Liaised with the compliance team to review high-risk alerts and align on risk appetite and control measures. Ensured timely escalation and accurate documentation of screening decisions in line with regulatory expectations. Transaction Monitoring & Risk Reporting Monitored client transactions to ensure adherence to agreed-upon limits and internal thresholds. Reviewed origin and destination of funds to assess jurisdictional risks and potential sanction exposure. Identified and flagged high-risk or unusual transactions, triggering enhanced due diligence where necessary. Drafted detailed escalation reports and emails to senior management (e.g, Managing Director) outlining transaction concerns and suggested next steps. Used AML systems and tools to track transaction patterns and ensure compliance with regulatory obligations.
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