Kamran Mustafa

a Director, (1lod) Technology Governance, Risk and Control @BMO

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Mar 2020 — Present

a Director, (1lod) Technology Governance, Risk and Control @BMO

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CA

Driving Technology Governance & Risk Assurance at Scale - As A. Director at BMO, I lead Technology Controls Testing and Governance across a diverse technology ecosystem - Applications, Databases, Infrastructure, Architecture, and Cloud. My role focuses on delivering robust ITGC assurance and aligning technology risk management with enterprise frameworks and regulatory expectations.I specialize in end-to-end control testing, covering areas such as Incident, Problem, Change, Patch & Currency Management, API Governance, Cloud Governance, Platform Security, Data Governance, and more. Acting as a trusted SME, I partner with internal stakeholders and regulators (OSFI, OCC, FED, FFIEC, etc.) to strengthen technology risk posture and ensure compliance.Passionate about risk transparency, operational resilience, and regulatory alignment, I drive initiatives that reduce findings, optimize testing efficiency, and enhance audit readiness.

EDUCATION

N/A

Information Systems Audit and Control Association

Certified Information Systems Auditor (CISA), Technology Processes & Controls

1999 — 2002

ACCA

Chartered Certified Accountant (ACCA), Accounting and Finance

1999 — 2001

Karachi University

Bachelor of Commerce (B.Com.), Accounting and Finance

2005 — 2010

The Institute of Chartered Accountants of Pakistan

CA (Chartered Accountant), Accounting and Finance

N/A

Information Systems Audit and Control Association

Certified Data Privacy Solutions Engineer (CDPSE), Data Privacy Solutions

2016 — 2016

Chartered Professional Accountants of Canada (CPA Canada)

CPA, Accounting and Finance

SKILLS

Financial AccountingAuditProcess ImprovementAuditingFinancial AnalysisFinancial ModelingErmRetail BankingCosoCapital MarketsUs GaapIcfrRisk ManagementCobitExternal AuditIfrsFinancial ReportingOsfiDue DiligenceOperational Risk ManagementCredit RiskWholesale BankingSox 404ItilFinancial StatementsManagerial FinanceAspeInternal AuditIcaapIT AuditInternal ControlsBudgetsIT Risk ManagementFinancial RiskBasel Iii

ABOUT KAMRAN MUSTAFA

Thorough professional who believes in continuous learning and growth with more than 16 plus years of experience in adding value to businesses in strictly regulated and well-diversified sectors through risk based auditing and advisory skills.CORE SKILLSInternal Controls | Auditing (Financial, Operational, IT General & Application Controls)| Financial Analysis & Reporting | Accounting | Credit Risk | Basel Accords | ICAAP | COBIT | Market Risk| SOX | Operational Risk | IFRS | US GAAP | CCAR | RDARR | IFRS 9 | Dodd-Frank | Enterprise Stress TestingMAJOR ACHIEVEMENTS• Assessed risks, allocated resources, estimated budgets/ costs and analyzed capacities resulting in functional restructuring, staff rationalization and costs savings of US$ 250k• Identified differences for 10 previous years and validated price differential claim from the Government amounting $40 million on fuel products• Saved costs by preparing in-house financial model / project viability report for senior management for submission to the bank for project financing worth US$ 17 millionKEY APPLICATIONS SKILLSMS Office platforms | MS Windows | JD Edwards | PeopleSoft | QuickBooks | Simply Accounting | SAP | Oracle | Team Asset | MyClient | Opicsplus (Treasury booking system)| Murex (Derivative booking system)| Tradeport (Trade loan booking system)| Phoenix (Operation Risk Event/ Loss monitoring system)| Optial (Key Control Standard & Assessment system)LANGUAGESEnglish | Urdu | Punjabi - AdvancedHindi | Arabic - Intermediate

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Kamran Mustafa — a Director, (1lod) Technology Governance, Risk and Control at BMO in Toronto, ON, CA | Unifers