Kamara Gibbs
Compliance Analyst at Foundations Investment Advisors, LLC Masters Student at Sandra Day O’Connor College of Law
- Role
- Compliance Analyst at Foundations Investment Advisors, Llc
- Location
- Toledo, OH, US
- LinkedIn followers
- 500 followers
About Kamara Gibbs
Results-driven and highly motivated legal and compliance professional with a Masters of Legal Studies and a Bachelors of Paralegal Studies. Expertise in compliance analysis, legal research, and case management. Adept at streamlining processes and collaborating with cross-functional teams.
Experience
Compliance Analyst
Foundations Investment Advisors, Llc
Jan 2022 — Present
Manage the onboarding process for Investment Adviser Representatives, ensuring adherence to compliance policies- Review and analyze incoming Investment Adviser Representative and conduct Quarterly Personal Securities Transaction Reviews- Respond to advisers\' compliance inquiries promptly and efficiently-Assist in the testing and implementation of compliance policies and procedures- Conduct internal compliance audits and reviews and to identify potential areas of non-compliance- Collaborate with other departments to identify and mitigate compliance risks.
Education
The University of Toledo
Bachelor's degree, Legal Assistant/Paralegal
2015 — 2018
Sandra Day O’Connor College of Law at Arizona State University
Masters of Legal Studies
2022 — 2023
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