Kaleel Gainey

Compliance Associate at StepStone Group

Role
Compliance Associate at StepStone Group
Location
Charlotte, NC, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

Experience

  1. Compliance Associate

    StepStone Group

    Oct 2023 — Present · Charlotte, NC, US

    Collaborates with legal teams for firm-wide asset classes to develop standard operating procedures for creating new entities, marketing to domestic and foreign clients, and reporting to regulators• Writes firm-wide policies for compliance processes, specifically for compliance regulatory reporting procedure • Reviews Requests For Proposals (RFPs) and Requests For Information (RFIs) for regulatory compliance prior to distribution• Created training presentations and led training sessions for firm-wide employees for the implementation of new employee compliance reporting platform• Monitors and tracks updates with state, federal, and international private market regulations

Education

  • University of North Carolina at Charlotte

    Bachelor of Arts - BA, Political Science and Government

    2014 — 2018

  • University of North Carolina at Charlotte

    Cybersecurity Boot Camp

  • DePaul University College of Law

    Juris Doctor

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Kaleel Gainey — Compliance Associate at StepStone Group in Charlotte, NC, US | Unifers