Justin Whalen
Senior Investigator @Cboe Global Markets
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WORK HISTORY
Senior Investigator @Cboe Global Markets
Chicago, IL, US
Leading focused investigations of trading activities on the Futures Exchange to detect possible violations of Exchange Rules, by-laws, policies, and the CFTC rules and regulations thereunder.• Monitoring and investigating daily surveillance alerts for potential instances of market abuse, market manipulation, or other suspicious activity. Preparing investigative reports detailing audit trail exams, Block/ECRP trades, and regulatory reporting violations.
EDUCATION
University of Rochester - Simon Business School
Masters of Business Administration (S.T.E.M.), Organizational Strategy & Finance
University of Florida
Bachelor of Arts (B.A.), Sociology
Georgetown University
Executive LLM, Banking, Corporate, Finance, and Securities Law
Florida Coastal School of Law
Juris Doctor, International Business, Trade, and Tax Law
UNIVERSITE D'AUVERGNE
European/French Business Law
SKILLS
ABOUT JUSTIN WHALEN
Senior Investigator & Licensed Attorney
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